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Kerry Alex Trevor Farley

Rbc Capital Markets, LLC

Greenbrae, CA

Novato, CA

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2019-08-28
TX RA APPROVED_RES 2019-08-28
  • CA RA
    APPROVED
    Since 2019-08-28
  • TX RA
    APPROVED_RES
    Since 2019-08-28

Branch Locations

300B Drakes Landing Road Ste 155, Greenbrae, CA 94904 • United States

Novato, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner And Smith Incorporated Mill Valley CA 07/2013 08/2019
Bank Of America, N.A. Mill Valley CA 06/2014 08/2019
Rbc Capital Markets, Llc. San Francisco CA 08/2019 Present
City National Bank Greenbrae CA 09/2019 Present
  • 07/2013 → 08/2019
    Merrill Lynch, Pierce, Fenner And Smith Incorporated
    Mill Valley, CA
  • 06/2014 → 08/2019
    Bank Of America, N.A.
    Mill Valley, CA
  • 08/2019 → Present
    Rbc Capital Markets, Llc.
    San Francisco, CA
  • 09/2019 → Present
    City National Bank
    Greenbrae, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-05-06
  • S66 Uniform Combined State Law Examination
    2014-05-06
Other Names
  • Kerry Farley
  • Kerry A Farley

View on SEC IAPD

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Honna Manhan Li
DONALD OLSEN JESBERG
JOHN CRAWFORD POGUE
JOHN ARTHUR LUNDIN
GUY JON BENSTEAD

Other Offices

SLOW CAPITAL, INC. · GREENBRAE, CA
DARLINGTON PARTNERS CAPITAL MANAGEMENT, LP · GREENBRAE, CA
KCM INVESTMENT ADVISORS · GREENBRAE, CA
FAIRVIEW CAPITAL · GREENBRAE, CA
SPYGLASS CAPITAL MANAGEMENT, LLC · GREENBRAE, CA
EDITION VENTURES LLC · GREENBRAE, CA
CERITY PARTNERS LLC · GREENBRAE, CA
CROWN ADVISORS MANAGEMENT, INC. · LARKSPUR, CA

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