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Erikson Asker

Advisory Services Network

Swansea, MA

Atlanta, GA

CRD 6232881

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Employer firm

Advisory Services Network CRD 146051

$10.6B regulatory AUM 49 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Advisory Services Network

900 Ashwood Parkway Suite 500, Atlanta, GA 30338 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2023-07-06
  • MA RA
    APPROVED
    Since 2023-07-06

Branch Locations

Swansea, MA • United States

900 Ashwood Parkway Suite 500, Atlanta, GA 30338 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Penn Mutual Life Insurance Co Horsham PA 08/2015 05/2018
Hornor Townsend & Kent Inc Horsham PA 08/2015 05/2018
Bankers Life Securities, Inc Warwick RI 05/2018 06/2023
Bankers Life & Casualty, Inc Warwick RI 05/2018 06/2023
Advisory Services Network, Llc Atlanta GA 06/2023 Present
  • 08/2015 → 05/2018
    Penn Mutual Life Insurance Co
    Horsham, PA
  • 08/2015 → 05/2018
    Hornor Townsend & Kent Inc
    Horsham, PA
  • 05/2018 → 06/2023
    Bankers Life Securities, Inc
    Warwick, RI
  • 05/2018 → 06/2023
    Bankers Life & Casualty, Inc
    Warwick, RI
  • 06/2023 → Present
    Advisory Services Network, Llc
    Atlanta, GA
Previous Registrations
Other Businesses

POSITION: Independent Insurance Agent DESCRIPTION: selling life insurance, Medicare plans, fixed annuities and equity indexed annuities INVESTMENT RELATED: Yes NUMBER OF HOURS: 10, SECURITIES TRADING HOURS: 10 START DATE: 04/11/2011

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-10-01
S63 Uniform Securities Agent State Law Examination 2013-11-15
  • S65 Uniform Investment Adviser Law Examination
    2015-10-01
  • S63 Uniform Securities Agent State Law Examination
    2013-11-15
Designations
  • Certified Financial Planner

View on SEC IAPD

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