Thomas Rory Healy

Employer firm

Sargent Investment Group CRD 297499

$1.48B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2017 → 08/2018
  Wells Fargo Clearing Services, Llc
  Washington, DC
• 06/2014 → 01/2017
  Ntt Data Consulting (Prev:CArlisle & Gallagher Consulting Group)
  Charlotte, NC
• 08/2018 → Present
  Sargent Investment Group
  Bethesda, MD

Previous Registrations

• 2018-06-29 → 2018-08-07
  Wells Fargo Clearing Services, Llc
  Washington, DC

Other Businesses

SHANAHAN HEALY FOUNDATION, INV RELATED, WASHINGTON, DISTRICT OF COLUMBIA, INVESTMENT COMMITTEE MEMBER, START: 1/30/2018, 4 HOURS PER MONTH/1 DURING TRADING, DUTIES: RESEARCH AND INVESTMENT PROPOSALS.

Exams

• S66 Uniform Combined State Law Examination
  2018-06-28

Other Names

• Thomas Rory Healy
• Thomas Healy
• Thomas Rory Healy