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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2021-05-12 |
| VI | RA | APPROVED | 2014-11-07 |
| TX | RA | APPROVED_RES | 2012-11-19 |
| DC | RA | APPROVED | 2012-11-16 |
| VA | RA | APPROVED | 2012-11-14 |
Branch Locations
801 Brickell Avenue Suite 2100, Miami, FL 33131 • United States
2100 Pennsylvania Avenue Nw Suite 810N, Washington, DC 20037 • United States
Miami Beach, FL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Washington | DC | 11/2012 | Present |
| City National Bank | Washington | DC | 04/2017 | Present |
(1)NAME OF BUSINESS: CATE STREET CAPITAL, ADDRESS: BERLIN MA, ALTERNATIVE ENERGY, START DATE: 03/01/09, END DATE: 12/01/17, PARTNER, NON-PASSIVE INVESTOR, TIME SPENT DEVOTED TO THIS ACTIVITY PER WEEK = 0, TIME SPENT DEVOTED TO THIS ACTIVITY PER WEEK DURING SECURITY TRADING HOURS = 0. (2) Name of business: Alzheimer's association Business Description: non profit Whether the business is investment-related: no Address: 8180 Greensboro Dr Suite 400 Mclean VA 22102 Capacity: Board of Directors Dc chapter Board Member Start Date: 06/28/19 Duties: Help raise awareness of the disease Hours devoted per month: 5 hours a week Hours devoted during securities hours per month: 0 (3) NAME OF ENTITY: Residence ADDRESS: flat 31 , 22 Park Crescent London W1B 1PD INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: rental property CAPACITY: Owner - Passive START DATE 05/01/2023 DUTIES: None just renting a property HOURS DEVOTED PER MONTH: 30 minutes HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0.3 40 NAME OF ENTITY: Alzheimer's Association ADDRESS: 3550 S Clark St Suite 203, Arlington, VA 22202 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Foundation/Charitable Institution START DATE: 09.27.24 CAPACITY: Board of Directors DUTIES: help raise money and raise awareness HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1999-05-20 |
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