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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-05-12
VI RA APPROVED 2014-11-07
TX RA APPROVED_RES 2012-11-19
DC RA APPROVED 2012-11-16
VA RA APPROVED 2012-11-14
  • FL RA
    APPROVED
    Since 2021-05-12
  • VI RA
    APPROVED
    Since 2014-11-07
  • TX RA
    APPROVED_RES
    Since 2012-11-19
  • DC RA
    APPROVED
    Since 2012-11-16
  • VA RA
    APPROVED
    Since 2012-11-14

Branch Locations

801 Brickell Avenue Suite 2100, Miami, FL 33131 • United States

2100 Pennsylvania Avenue Nw Suite 810N, Washington, DC 20037 • United States

Miami Beach, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Washington DC 11/2012 Present
City National Bank Washington DC 04/2017 Present
Previous Registrations
Other Businesses

(1)NAME OF BUSINESS: CATE STREET CAPITAL, ADDRESS: BERLIN MA, ALTERNATIVE ENERGY, START DATE: 03/01/09, END DATE: 12/01/17, PARTNER, NON-PASSIVE INVESTOR, TIME SPENT DEVOTED TO THIS ACTIVITY PER WEEK = 0, TIME SPENT DEVOTED TO THIS ACTIVITY PER WEEK DURING SECURITY TRADING HOURS = 0. (2) Name of business: Alzheimer's association Business Description: non profit Whether the business is investment-related: no Address: 8180 Greensboro Dr Suite 400 Mclean VA 22102 Capacity: Board of Directors Dc chapter Board Member Start Date: 06/28/19 Duties: Help raise awareness of the disease Hours devoted per month: 5 hours a week Hours devoted during securities hours per month: 0 (3) NAME OF ENTITY: Residence ADDRESS: flat 31 , 22 Park Crescent London W1B 1PD INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: rental property CAPACITY: Owner - Passive START DATE 05/01/2023 DUTIES: None just renting a property HOURS DEVOTED PER MONTH: 30 minutes HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0.3 40 NAME OF ENTITY: Alzheimer's Association ADDRESS: 3550 S Clark St Suite 203, Arlington, VA 22202 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Foundation/Charitable Institution START DATE: 09.27.24 CAPACITY: Board of Directors DUTIES: help raise money and raise awareness HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-05-20
  • S66 Uniform Combined State Law Examination
    1999-05-20
Other Names
  • Ayesha Shafi
  • Ayesha Yasin Lakhani
  • Ayesha Yasin

View on SEC IAPD

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