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Birol Sarigul

Charles Schwab & Co., Inc.

Irvine, CA

CRD 6232432

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-01-26
  • CA RA
    APPROVED
    Since 2022-01-26

Branch Locations

2825 Main Street, Irvine, CA 92614 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Lagnuna Niguel CA 10/2015 09/2016
Wells Fargo Bank, Na Lagnuna Niguel CA 09/2015 09/2016
Td Ameritrade, Inc. Irvine CA 09/2016 12/2022
Charles Schwab & Co., Inc. Irvine CA 12/2022 Present
Charles Schwab Bank, Ssb Irvine CA 11/2023 Present
  • 10/2015 → 09/2016
    Wells Fargo Advisors Llc
    Lagnuna Niguel, CA
  • 09/2015 → 09/2016
    Wells Fargo Bank, Na
    Lagnuna Niguel, CA
  • 09/2016 → 12/2022
    Td Ameritrade, Inc.
    Irvine, CA
  • 12/2022 → Present
    Charles Schwab & Co., Inc.
    Irvine, CA
  • 11/2023 → Present
    Charles Schwab Bank, Ssb
    Irvine, CA
Previous Registrations
  • 2016-09-20 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    Irvine, CA
    Irvine, CA
  • 2016-09-20 → 2022-10-14
    Td Ameritrade, Inc.
    Irvine, CA
  • 2015-11-10 → 2016-09-09
    Wells Fargo Clearing Services, Llc
    Laguna Niguel, CA
    Irvine, CA
  • 2014-01-06 → 2015-08-05
    Edward Jones
    Seal Beach, CA
    Laguna Niguel, CA
    St Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-11-08
  • S66 Uniform Combined State Law Examination
    2013-11-08

View on SEC IAPD

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Nearby Offices

VISTA POINT ASSET MANAGEMENT LLC · IRVINE, CA
PRINCIPAL SECURITIES, INC. · IRVINE, CA
GALLAGHER FIDUCIARY ADVISORS, LLC · Irvine, CA

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