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Jennifer Littlefield

Equitable Advisors, LLC

Roseville, CA

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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-05-10
CA RA APPROVED 2014-11-18
  • TX RA
    APPROVED_RES
    Since 2021-05-10
  • CA RA
    APPROVED
    Since 2014-11-18

Branch Locations

2200 Douglas Blvd. Suite 100-B, Roseville, CA 95661 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa-Advisors, Llc New York NY 09/2013 06/2020
Equitable Advisors, Llc New York NY 09/2013 Present
Other Businesses

1. Owner; IWM Advisors LLC; Start Date 04/01/2025; 2. Trustee of Personal Trust

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-11-10
S63 Uniform Securities Agent State Law Examination 2013-09-17
  • S65 Uniform Investment Adviser Law Examination
    2014-11-10
  • S63 Uniform Securities Agent State Law Examination
    2013-09-17
Other Names
  • Jennifer Ann Johnson

View on SEC IAPD

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Other Investors

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Christopher Bruce Stephenson
Kristofer Louis Jones
DANIEL HAVEN FULLER
Zachary Ward Scholfield
JULIA RAMONA SHILES
EDWARD JOSEPH BUNTING
BRADLEY SCOTT SULLIVAN

Other Offices

DCA FAMILY OFFICE, LLC · ROSEVILLE, CA
DCA MANAGEMENT COMPANY, INC. · ROSEVILLE, CA
MUTUAL ADVISORS, LLC · Roseville, CA
DCA FAMILY OFFICE, LLC · Roseville, CA
COMMONWEALTH FINANCIAL NETWORK · Roseville, CA
EDWARD JONES · ROSEVILLE, CA
SAFEGUARD INVESTMENT ADVISORY GROUP, LLC · Roseville, CA
MERCER GLOBAL ADVISORS INC. · ROSEVILLE, CA

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