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Current Employers
Midwestern Securities Trading Company, Llc

235 Everett St, East Peoria, IL 61611 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-01-15
IL RA APPROVED 2023-06-28
  • TX RA
    APPROVED_RES
    Since 2026-01-15
  • IL RA
    APPROVED
    Since 2023-06-28

Branch Locations

3105 S Staley Rd, Champaign, IL 61822 • United States

202 S Sandusky St, Catlin, IL 61817 • United States

1501 East Oak Street, Mahomet, IL 61853 • United States

102 E Division St, Fisher, IL 61843 • United States

109 E Vermilion St, Catlin, IL 61817 • United States

2490 N Vermilion St, Danville, IL 61832 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade, Inc. Bloomington IL 07/2013 02/2018
Td Ameritrade, Inc. Bloomington IL 02/2018 09/2019
Td Ameritrade Investment Management, Llc Bloomington IL 02/2018 09/2019
Scottrade Investment Management Bloomington IL 03/2017 02/2018
Td Ameritrade Bloomington IL 12/2017 09/2019
Scottrade Bloomington IL 08/2013 02/2018
Unemployed Bloomington IL 10/2019 03/2020
Jp Morgan Chase Bank, N.A. Bloomington IL 04/2020 06/2023
Jp Morgan Securities, Llc Bloomington IL 04/2020 06/2023
Midwestern Securities Trading Company Llc East Peoria IL 06/2023 Present
Fisher National Bank Fisher IL 06/2023 Present
  • 07/2013 → 02/2018
    Scottrade, Inc.
    Bloomington, IL
  • 02/2018 → 09/2019
    Td Ameritrade, Inc.
    Bloomington, IL
  • 02/2018 → 09/2019
    Td Ameritrade Investment Management, Llc
    Bloomington, IL
  • 03/2017 → 02/2018
    Scottrade Investment Management
    Bloomington, IL
  • 12/2017 → 09/2019
    Td Ameritrade
    Bloomington, IL
  • 08/2013 → 02/2018
    Scottrade
    Bloomington, IL
  • 10/2019 → 03/2020
    Unemployed
    Bloomington, IL
  • 04/2020 → 06/2023
    Jp Morgan Chase Bank, N.A.
    Bloomington, IL
  • 04/2020 → 06/2023
    Bloomington, IL
  • 06/2023 → Present
    East Peoria, IL
  • 06/2023 → Present
    Fisher National Bank
    Fisher, IL
Previous Registrations
  • 2020-07-15 → 2023-06-10
    Bloomington, IL
    Bloomington, IL
    Bloomington, IL
  • 2018-02-27 → 2019-09-11
    Td Ameritrade, Inc.
    Bloomington, IL
  • 2018-02-26 → 2019-09-11
    Td Ameritrade Investment Management, Llc
    Omaha, NE
    Bloomington, IL
  • 2017-08-15 → 2018-02-26
    Scottrade Investment Management
    Saint Louis, MO
Other Businesses

Fisher National Bank, 102 E Division St Fisher, Illinois 61834, Financial Advisor, Started 06/2023, Investment Related, 40 Hours/Week both during and outside Market Hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-08-14
S63 Uniform Securities Agent State Law Examination 2014-07-14
  • S66 Uniform Combined State Law Examination
    2017-08-14
  • S63 Uniform Securities Agent State Law Examination
    2014-07-14
Other Names
  • Mark Montes De Oca

View on SEC IAPD

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