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Joshua Ayers Fleming

Advisory Services Network

Palm Beach, FL

Atlanta, GA

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Current Employers
Advisory Services Network

900 Ashwood Parkway Suite 500, Atlanta, GA 30338 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2020-10-13
  • FL RA
    APPROVED
    Since 2020-10-13

Branch Locations

313 1/2 Worth Ave Suite B2, Palm Beach, FL 33480 • United States

900 Ashwood Parkway Suite 500, Atlanta, GA 30338 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
U.S. Bank Na Palm Beach FL 07/2014 10/2020
Advisory Services Network, Llc Atlanta GA 10/2020 Present
  • 07/2014 → 10/2020
    U.S. Bank Na
    Palm Beach, FL
  • 10/2020 → Present
    Advisory Services Network, Llc
    Atlanta, GA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-09-25
S66 Uniform Combined State Law Examination 2013-10-07
  • S65 Uniform Investment Adviser Law Examination
    2020-09-25
  • S66 Uniform Combined State Law Examination
    2013-10-07
Other Names
  • Joshua Fleming

View on SEC IAPD

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Other Offices

HARLAN CAPITAL PARTNERS LLC · PALM BEACH, FL
SNOWPOINT VENTURES MANAGEMENT, LLC · PALM BEACH, FL
BLUEGRASS CAPITAL PARTNERS LP · PALM BEACH, FL
MORGAN STANLEY · Palm Beach, FL
NORTHERN TRUST SECURITIES, INC. · PALM BEACH, FL
MORGAN STANLEY · Palm Beach, FL
HARVEY CAPITAL MANAGEMENT INC · PALM BEACH, FL
MISTRAL EQUITY PARTNERS · PALM BEACH, FL

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