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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-01-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Dallas | TX | 09/2016 | Present |
| Bank Of America, N.A. | Dallas | TX | 03/2023 | Present |
I*: 2235271Entity Type: Charitable OrganizationName of OBA: YMCA Metropolitan DallasAddress: Coppell, Texas, 75019Investment Related: NoPosition, Title, Association: Board MemberEmployee Start Date: 4/17/2025Number of Hours: 30 hrs annuallyNumber of Hours during trading: 15 hrs annuallyDuties: Board members establish strategic goals and policies, identify, and provide resources necessary to carry out related programs and monitor progress toward achievement of the organization's goals.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-12-11 |
| S63 | Uniform Securities Agent State Law Examination | 2013-11-25 |
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