Christopher Gerald Clackson

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2019-01-04
PA	RA	APPROVED	2017-04-18

TX RA
APPROVED

Since 2019-01-04
PA RA
APPROVED

Since 2017-04-18

Branch Locations

2400 Ansys Drive Suite 301, Canonsburg, PA 15317 • United States

Canonsburg, PA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	Pittsburgh	PA	08/2013	04/2017
Morgan Stanley Private Bank, N.A.	New York	NY	01/2015	04/2017
Rbc Capital Markets, Llc	Canonsburg	PA	04/2017	Present

08/2013 → 04/2017

Morgan Stanley

Pittsburgh, PA
01/2015 → 04/2017

Morgan Stanley Private Bank, N.A.

New York, NY
04/2017 → Present

Rbc Capital Markets, Llc

Canonsburg, PA

Previous Registrations

2013-10-24 → 2017-04-19

Morgan Stanley

Pittsburgh, PA

Other Businesses

(1) CFT HOLDINGS; ADDRESS: PERSONAL RESIDENCE; BUSINESS DESCRIPTION: INVESTMENT MANAGEMENT; INVESTMENT RELATED; START DATE: 01/2013; CAPACITY: OWNER-PASSIVE; DUTIES: TRUSTEE; HOURS DEVOTED PER WEEK: NONE; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: NONE (2) WMG INVESTORS; ADDRESS: PERSONAL RESIDENCE; BUSINESS DESCRIPTION: COMMERCIAL REAL ESTATE; INVESTMENT RELATED; START DATE: 04/01/2013; CAPACITY: OWNER-PASSIVE; DUTIES: PASSIVE INVESTOR; HOURS DEVOTED PER WEEK: 1; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: NONE (3) MCPHEE HOLDING; ADDRESS: PERSONAL RESIDENCE; BUSINESS DESCRIPTION: COMMERCIAL REAL ESTATE; INVESTMENT RELATED; START DATE: N/A; CAPACITY: GENERAL PARTNER; DUTIES: NONE; HOURS DEVOTED PER WEEK: 1; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: NONE (4) PITTSBURGH PENGUINS ELITE HOCKEY CLUB; ADDRESS: ; BUSINESS DESCRIPTION: YOUTH HOCKEY TEAM; NOT INVESTMENT RELATED; START DATE: 09/2014; CAPACITY: ASST COACHING; DUTIES: COACHING; HOURS DEVOTED PER WEEK: 4; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: NONE (5) UBER ; ADDRESS: ; BUSINESS DESCRIPTION: TRANSPORTATION SERVICES; NOT INVESTMENT RELATED; START DATE: 03/2016; CAPACITY: INDEPENDENT CONTRACTOR; DUTIES: DRIVER; HOURS DEVOTED PER WEEK: 6; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: NONE (6) PETERS TOWNSHIP HOCKEY CLUB; ADDRESS: N/A; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: HIGH SCHOOL HOCKEY TEAM; CAPACITY: COACH; START DATE: 9/17/2018; DUTIES: COACHING THE JUNIOR VARSITY HOCKEY TEAM FOR PRACTICE AND GAMES; HOURS DEVOTED PER MONTH: 3; HOURS DEVOTED DURING BUSINESS HOURS PER MONTH: 0.