Andrew D Casertano

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2012 → 03/2017
  Primerica Financial Services
  Gaithersburg, MD
• 09/2014 → 03/2017
  Pfs Investments Inc.
  Gaithersburg, MD
• 03/2017 → 06/2017
  Smash Burger
  Rockville, MD
• 06/2017 → 08/2018
  National Life Group
  Montpelier, MD
• 06/2018 → 08/2018
  Zerin Business Consultants
  Mclean, VA
• 08/2018 → 12/2018
  Unemployed
  Takoma Park, MD
• 12/2018 → 06/2019
  Colonel's Limited/ Dba Papa John's Pizza
  Silver Spring, MD
• 03/2019 → 10/2020
  New York Life Insurance Com
  Bethesda, MD
• 03/2019 → 10/2020
  Nylife Securities Llc
  Bethesda, MD
• 09/2021 → Present
  Securian Life Insurance
  Saint Paul, MN
• 09/2021 → 08/2023
  Minnesota Life Insurance Company
  Saint Paul, MN
• 09/2021 → 12/2025
  Securian Capital Of The Chesapeake
  Towson, MD
• 04/2020 → 02/2021
  Massachusetts Mutual Life Insurance
  Springfield, MA
• 01/2021 → 08/2021
  Jd Mellberg
  Tuscon, AZ
• 10/2020 → 02/2021
  Family First Life
  Bel Air, MD
• 08/2023 → Present
  Cetera Wealth Services, Llc
  Towson, MD
• 08/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2021-11-05 → 2023-08-10
  Securian Financial Services, Inc.
  Towson, MD
  St. Paul, MN

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 8/2012; APX NUMBER OF HOURS PER WEEK: 10; APX NUMBER OF HOURS DURING TRADING HOURS: 5; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS; 2. NAME OF OTHER BUSINESS: KINNECT ADVISORS; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL AND ISURANCE SERVICES; START DATE: 08/2023; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL AND INSURANCE SERVICES; 3. NAME OF OTHER BUSINESS: THE GAME OF WEALTH; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: BOOK; START DATE: 10/2025; POSITION/TITLE/RELATIONSHIP: AUTHOR; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: WRITE AND SELL BOOK;

Exams

• S63 Uniform Securities Agent State Law Examination
  2021-10-04
• S65 Uniform Investment Adviser Law Examination
  2021-08-28

Other Names

• Drew D Casertano
• Drew Casertano
• Andrew D Casertano
• Andrew Casertano