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12555 Manchester Rd, St. Louis, MO 63131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-08-17 |
| SC | RA | APPROVED | 2020-09-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Sumter | SC | 09/2016 | 09/2020 |
| First Allied Securities, Inc. | Sumter | SC | 01/2016 | 09/2016 |
| Bank Of America, N.A. | Sumter | SC | 11/2016 | 09/2020 |
| Edward Jones | St. Louis | MO | 09/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-06-14 |
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