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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2017-08-16
  • CA RA
    APPROVED
    Since 2017-08-16

Branch Locations

4201 Alhambra Avenue, Martinez, CA 94553 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Infinity Financial Services Oakland CA 12/2012 08/2017
J.P. Morgan Securities Llc Martinez CA 08/2017 Present
Jpmorgan Chase Bank, N.A. Martinez CA 08/2017 Present
  • 12/2012 → 08/2017
    Infinity Financial Services
    Oakland, CA
  • 08/2017 → Present
    Martinez, CA
  • 08/2017 → Present
    Jpmorgan Chase Bank, N.A.
    Martinez, CA
Previous Registrations
  • 2014-11-21 → 2017-08-11
    Infinity Financial Services
    Oakland, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-07-25
  • S66 Uniform Combined State Law Examination
    2014-07-25

View on SEC IAPD

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