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Employer firm

State Farm Investment Management Corp. CRD 3487

$12.9B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2025-12-03
AZ RA APPROVED 2023-08-17
CA RA APPROVED 2023-08-02
  • NV RA
    APPROVED
    Since 2025-12-03
  • AZ RA
    APPROVED
    Since 2023-08-17
  • CA RA
    APPROVED
    Since 2023-08-02

Branch Locations

23101 Moulton Parkway Suite 103, Laguna Hills, CA 92653 • United States

Tustin, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
State Farm Vp Managment Corp Laguana Hill CA 06/2015 Present
Chase Douglas Insurance Agency Laguana Hill CA 06/2015 Present
State Farm Investment Management Corp Laguna Hills CA 08/2023 Present
  • 06/2015 → Present
    State Farm Vp Managment Corp
    Laguana Hill, CA
  • 06/2015 → Present
    Chase Douglas Insurance Agency
    Laguana Hill, CA
  • 08/2023 → Present
    Laguna Hills, CA
Other Businesses

1) Chase Douglas' Insurance Agency; Investment-related; 23101 Moulton Pkwy Ste 103 Laguna Hills, CA 92653-1234; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 06/01/2015; 80; 80; Service customers and supervise employees 2) Chase Douglas - Property #1 (Personally Held Real Estate); investment; 13772 Palace Way Tustin, CA 92780; Investment or Commercial Property; Owner; none; 08/01/2024; 1; 0; Duties: Personally Held Real Estate

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2013-09-07
  • S63 Uniform Securities Agent State Law Examination
    2013-09-07
Designations
  • Chartered Financial Consultant

View on SEC IAPD

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