Best Investors Account Sign in
Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2026-07-16
IN RA APPROVED 2025-07-23
  • MI RA
    APPROVED
    Since 2026-07-16
  • IN RA
    APPROVED
    Since 2025-07-23

Branch Locations

17535 Generations Drive, South Bend, IN 46635 • United States

Grand Rapids, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Funds Distributor, Llc Boston MA 07/2016 05/2017
Wabe International School Pinneberg 08/2017 12/2022
Unemployed Schenefeld 01/2023 05/2024
Cetera Advisor Networks Llc El Segundo CA 05/2024 12/2024
Cetera Wealth Services, Llc El Segundo CA 12/2024 Present
Healy Financial South Bend IN 06/2024 Present
Cetera Investment Advisers Llc Schaumburg IL 07/2025 Present
  • 07/2016 → 05/2017
    Wells Fargo Funds Distributor, Llc
    Boston, MA
  • 08/2017 → 12/2022
    Wabe International School
    Pinneberg
  • 01/2023 → 05/2024
    Unemployed
    Schenefeld
  • 05/2024 → 12/2024
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 12/2024 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2024 → Present
    Healy Financial
    South Bend, IN
  • 07/2025 → Present
    Schaumburg, IL
Other Businesses

1. Name of other business: Healy Financial Investment related: Yes Address: same as registered location Nature of business: Financial Services Start date: 06/2024 Position/title/relationship: Practice Manager Apx number of hours per week: 28 Apx number of hours during trading hours: 28 Brief description of duties: Supporting financial advisors in their business.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-07-22
S63 Uniform Securities Agent State Law Examination 2013-11-07
  • S66 Uniform Combined State Law Examination
    2025-07-22
  • S63 Uniform Securities Agent State Law Examination
    2013-11-07
Other Names
  • Mary Virginia Seale

View on SEC IAPD

More in South Bend, IN

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor