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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2026-07-16 |
| IN | RA | APPROVED | 2025-07-23 |
Branch Locations
17535 Generations Drive, South Bend, IN 46635 • United States
Grand Rapids, MI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Funds Distributor, Llc | Boston | MA | 07/2016 | 05/2017 |
| Wabe International School | Pinneberg | 08/2017 | 12/2022 | |
| Unemployed | Schenefeld | 01/2023 | 05/2024 | |
| Cetera Advisor Networks Llc | El Segundo | CA | 05/2024 | 12/2024 |
| Cetera Wealth Services, Llc | El Segundo | CA | 12/2024 | Present |
| Healy Financial | South Bend | IN | 06/2024 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 07/2025 | Present |
1. Name of other business: Healy Financial Investment related: Yes Address: same as registered location Nature of business: Financial Services Start date: 06/2024 Position/title/relationship: Practice Manager Apx number of hours per week: 28 Apx number of hours during trading hours: 28 Brief description of duties: Supporting financial advisors in their business.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-07-22 |
| S63 | Uniform Securities Agent State Law Examination | 2013-11-07 |
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