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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-02-03 |
| TX | RA | APPROVED | 2021-10-08 |
| ID | RA | APPROVED | 2021-09-21 |
| PA | RA | APPROVED | 2018-08-22 |
Branch Locations
33954 N Mirage Ct, Queen Creek, AZ 85144 • United States
2162 E. Williams Field Rd, Gilbert, AZ 85295 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Planning Corporation | West Covina | CA | 12/2007 | 11/2017 |
| Trilogy Financial Services | West Covina | CA | 12/2007 | Present |
| Trilogy Capital, Inc. | Corona | CA | 11/2015 | 09/2021 |
| Lpl Financial Llc | Meridian | ID | 11/2017 | Present |
1. 11/29/2017 - BUSINESS NETWORKING INTERNATIONAL - Not Investment Related - COVINA, CA - Other - NETWORKING-MEMBER - 10 Hours Per Month / 10 Hours During Trading. 2. 11/29/2017 - TRILOGY FINANCIAL SERVICES, INC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - 10% Time Spent. 3. 11/12/2021 - MPM Wealth Planning Inc. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 10/08/2021 - 160 Hours Per Month/160 Hours During Securities Trading. 4. 02/08/2024 - Real Estate Rental - Investment Related - Meridian, ID - Start Date 12/01/2021 - 1 Hour Per Month/ 0 Hours During Trading 5. 02/08/2024 - Real Estate Rental - Investment Related - Eagle Point, OR - Start Date 02/01/2022 - 1 Hour Per Month/ 0 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-05-25 |
| S63 | Uniform Securities Agent State Law Examination | 2007-12-08 |
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