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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-02-03
TX RA APPROVED 2021-10-08
ID RA APPROVED 2021-09-21
PA RA APPROVED 2018-08-22
  • AZ RA
    APPROVED
    Since 2025-02-03
  • TX RA
    APPROVED
    Since 2021-10-08
  • ID RA
    APPROVED
    Since 2021-09-21
  • PA RA
    APPROVED
    Since 2018-08-22

Branch Locations

33954 N Mirage Ct, Queen Creek, AZ 85144 • United States

2162 E. Williams Field Rd, Gilbert, AZ 85295 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
National Planning Corporation West Covina CA 12/2007 11/2017
Trilogy Financial Services West Covina CA 12/2007 Present
Trilogy Capital, Inc. Corona CA 11/2015 09/2021
Lpl Financial Llc Meridian ID 11/2017 Present
  • 12/2007 → 11/2017
    National Planning Corporation
    West Covina, CA
  • 12/2007 → Present
    Trilogy Financial Services
    West Covina, CA
  • 11/2015 → 09/2021
    Corona, CA
  • 11/2017 → Present
    Meridian, ID
Previous Registrations
  • 2015-11-23 → 2021-09-24
    Corona, CA
    Irvine, CA
    Meridian, ID
  • 2010-06-16 → 2017-11-29
    National Planning Corporation
    Corona, CA
    West Covina, CA
    Huntington Beach, CA
Other Businesses

1. 11/29/2017 - BUSINESS NETWORKING INTERNATIONAL - Not Investment Related - COVINA, CA - Other - NETWORKING-MEMBER - 10 Hours Per Month / 10 Hours During Trading. 2. 11/29/2017 - TRILOGY FINANCIAL SERVICES, INC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - 10% Time Spent. 3. 11/12/2021 - MPM Wealth Planning Inc. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 10/08/2021 - 160 Hours Per Month/160 Hours During Securities Trading. 4. 02/08/2024 - Real Estate Rental - Investment Related - Meridian, ID - Start Date 12/01/2021 - 1 Hour Per Month/ 0 Hours During Trading 5. 02/08/2024 - Real Estate Rental - Investment Related - Eagle Point, OR - Start Date 02/01/2022 - 1 Hour Per Month/ 0 Hours During Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-05-25
S63 Uniform Securities Agent State Law Examination 2007-12-08
  • S65 Uniform Investment Adviser Law Examination
    2010-05-25
  • S63 Uniform Securities Agent State Law Examination
    2007-12-08

View on SEC IAPD

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