Kenneth Micheal Lemas

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2021-11-08
TX	RA	APPROVED	2021-11-08

CA RA
APPROVED

Since 2021-11-08
TX RA
APPROVED

Since 2021-11-08

Branch Locations

Pleasanton, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lincoln Financial Advisors	San Ramon	CA	07/2013	11/2021
Coffee Shop Tutors (Formally Gpa Ignited)	Pleasanton	CA	01/2013	11/2021
Dublin Unified School District	Dublin	CA	01/2008	Present
Lpl Financial, Llc	Pleasanton	CA	11/2021	Present

07/2013 → 11/2021

Lincoln Financial Advisors

San Ramon, CA
01/2013 → 11/2021

Coffee Shop Tutors (Formally Gpa Ignited)

Pleasanton, CA
01/2008 → Present

Dublin Unified School District

Dublin, CA
11/2021 → Present

Lpl Financial, Llc

Pleasanton, CA

Previous Registrations

2014-07-30 → 2021-11-10

Osaic Fa, Inc.

San Ramon, CA

Other Businesses

1) 12/2007 - Wrestling Coach - DUBLIN UNIFIED SCHOOL DISTRICT - Investment Related - 1% - Dublin, CA 2) 11/2021 - DBA for LPL Business (entity for LPL business) - Clearview Wealth Partners - 100% - Pleasanton, CA 94588 3) 11/2021 - Non-Variable Insurance - Kenneth Lemas - Investment Related - 10% - Pleasanton, CA 94588

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-07-05

S66 Uniform Combined State Law Examination

2014-07-05

Other Names

Mike Lemas
Kenneth Michael Lemas

View on SEC IAPD