Joseph Toke

Employer firm

Transamerica Retirement Advisors, LLC CRD 107319

$18.8B regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2013 → 02/2023
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Pennington, NJ
• 12/2014 → 02/2023
  Bank Of America, N.A.
  Pennington, NJ
• 02/2023 → Present
  Transamerica Life Insurance Company
  Los Angeles, CA
• 02/2023 → Present
  Transamerica Investors Securities Corporation
  Los Angeles, CA

Previous Registrations

• 2015-01-26 → 2023-02-27
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Jacksonville, FL
  New York, NY
  Hunt Valley, MD
  Pennington, NJ
  Pennington, NJ
  Pennington, NJ
  Hunt Valley, MD
  Pennington, NJ
  Pennington, NJ
  Leawood, KS
  Leawood, KS
  Pennington, NJ
  Century City, CA
  Charlotte, NC
  Pennington, NJ
  Sugar Land, TX

Exams

• S66 Uniform Combined State Law Examination
  2015-01-22

Other Names

• Joseph D Toke