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5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-06-04 |
Branch Locations
2121 Avenue Of The Stars Suite 2400, Los Angeles, CA 90067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mariner | Overland Park | KS | 06/2026 | Present |
| Capital Integration Systems Llc | Beverly Hills | CA | 02/2019 | 07/2019 |
| Manhattan West | Los Angeles | CA | 06/2021 | 02/2024 |
| Morton Wealth | Calabasas | CA | 08/2019 | 06/2021 |
| Cais Capital | Los Angeles | CA | 02/2019 | 07/2019 |
| Ubs Private Wealth | Los Angeles | CA | 03/2018 | 02/2019 |
| Advanced Regulatory Compliance | Beverly Hills | CA | 04/2017 | 02/2018 |
| National Planning Corporation | El Segundo | CA | 06/2015 | 04/2017 |
| Edward Moyzes | Manhattan Bch | CA | 03/2024 | 05/2025 |
| Northwestern Mutual Investment Services Llc | Manhattan Bch | CA | 03/2024 | 05/2025 |
| Edward Moyzes | Manhattan Bch | CA | 02/2024 | 03/2024 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 05/2024 | 05/2025 |
| Newedge Advisors, Llc. | New Orleans | LA | 05/2025 | 05/2026 |
2024 - Mr. Wahl is a licensed insurance agent/broker. He may offer insurance products and receive customary fees as a result of insurance sales. A conflict of interest may arise as these insurance sales may create an incentive to recommend products based on the compensation earned. To mitigate this potential conflict, Mr. Wahl, as a fiduciary, will act in the client's best interest.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2024-05-08 |
| S65 | Uniform Investment Adviser Law Examination | 2020-08-21 |
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