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Inactive

Dawn Carolyn Abernathy

Core Planning

Ofallon, MO

Florissant, MO

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Current Employers
Core Planning

706 N Main St, Ofallon, MO 63366 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2026-06-29
  • MO RA
    APPROVED
    Since 2026-06-29

Branch Locations

706 N Main St, Ofallon, MO 63366 • United States

Florissant, MO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St. Louis MO 03/2023 01/2024
Emoney Advisor Radnor PA 08/2021 03/2023
Wells Fargo St. Louis MO 11/2017 07/2021
Wells Fargo Advisors St. Louis MO 09/2015 11/2017
Core Planning St. Louis MO 02/2024 04/2026
Dawn C. Abernathy, Llc Florissant MO 04/2024 Present
Ellevest New York NY 07/2024 04/2025
Compass Retirement Group Llc St. Louis MO 04/2026 06/2026
Core Planning, Llc Ofallon MO 06/2026 Present
  • 03/2023 → 01/2024
    St. Louis, MO
  • 08/2021 → 03/2023
    Emoney Advisor
    Radnor, PA
  • 11/2017 → 07/2021
    Wells Fargo
    St. Louis, MO
  • 09/2015 → 11/2017
    Wells Fargo Advisors
    St. Louis, MO
  • 02/2024 → 04/2026
    St. Louis, MO
  • 04/2024 → Present
    Dawn C. Abernathy, Llc
    Florissant, MO
  • 07/2024 → 04/2025
    New York, NY
  • 04/2026 → 06/2026
    Compass Retirement Group Llc
    St. Louis, MO
  • 06/2026 → Present
    Core Planning, Llc
    Ofallon, MO
Previous Registrations
  • 2026-05-12 → 2026-06-10
    St. Louis, MO
  • 2024-02-22 → 2026-05-20
    Florissant, MO
    Ofallon, MO
  • 2024-08-02 → 2025-04-07
    Florissant, MO
    New York, NY
  • 2023-08-23 → 2024-01-24
    St. Louis, MO
    Florissant, MO
Other Businesses

k.the name of the other business: Dawn C. Abernathy, LLC l.whether the business is investment-related:No m.the address of the other business:1269 Hermans Orchard Dr, Florissant, MO 63034 n.the nature of the other business: Financial Education Workshops and Software Consulting o.your position: Consultant p.title, or relationship with the other business:Owner, single-member LLC q.the start date of your relationship:4/1/2024 r.the approximate number of hours/month you devote to the other business:2 s.the number of hours you devote to the other business during securities trading hours:0 t.and briefly describe your duties relating to the other business: Financial education workshops and freelance software consulting

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-08-22
  • S66 Uniform Combined State Law Examination
    2023-08-22
Designations
Other Names
  • Dawn C Cox

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