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706 N Main St, Ofallon, MO 63366 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2026-06-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St. Louis | MO | 03/2023 | 01/2024 |
| Emoney Advisor | Radnor | PA | 08/2021 | 03/2023 |
| Wells Fargo | St. Louis | MO | 11/2017 | 07/2021 |
| Wells Fargo Advisors | St. Louis | MO | 09/2015 | 11/2017 |
| Core Planning | St. Louis | MO | 02/2024 | 04/2026 |
| Dawn C. Abernathy, Llc | Florissant | MO | 04/2024 | Present |
| Ellevest | New York | NY | 07/2024 | 04/2025 |
| Compass Retirement Group Llc | St. Louis | MO | 04/2026 | 06/2026 |
| Core Planning, Llc | Ofallon | MO | 06/2026 | Present |
k.the name of the other business: Dawn C. Abernathy, LLC l.whether the business is investment-related:No m.the address of the other business:1269 Hermans Orchard Dr, Florissant, MO 63034 n.the nature of the other business: Financial Education Workshops and Software Consulting o.your position: Consultant p.title, or relationship with the other business:Owner, single-member LLC q.the start date of your relationship:4/1/2024 r.the approximate number of hours/month you devote to the other business:2 s.the number of hours you devote to the other business during securities trading hours:0 t.and briefly describe your duties relating to the other business: Financial education workshops and freelance software consulting
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-08-22 |
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