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Timothy James Flaherty

Ptma Investment Advisors

Naperville, IL

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Current Employers
Ptma Investment Advisors

2135 Citygate Lane 7Th Floor, Naperville, IL 60563 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2019-05-29
  • IL RA
    APPROVED
    Since 2019-05-29

Branch Locations

2135 Citygate Lane 7Th Floor, Naperville, IL 60563 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pma Securities, Inc. Naperville IL 04/2014 Present
Pma Financial Network, Inc. Naperville IL 04/2014 Present
  • 04/2014 → Present
    Pma Securities, Inc.
    Naperville, IL
  • 04/2014 → Present
    Pma Financial Network, Inc.
    Naperville, IL
Previous Registrations
  • 2016-01-14 → 2019-05-29
    Prudent Man Advisors, Inc.
    Naperville, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-09-11
  • S66 Uniform Combined State Law Examination
    2014-09-11
Other Names
  • Tim Flaherty

View on SEC IAPD

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