Ryan M Serr

Employer firm

Transamerica Financial Advisors, LLC CRD 16164

$2.11B regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2015 → Present
  Transamerica Financial Advisors, Inc
  South Jordan, UT
• 09/2014 → Present
  World Financial Group, Inc.
  So. Jordan, UT
• 11/2014 → 05/2018
  Mountain Valley Seed
  Salt Lake City, UT
• 09/2014 → Present
  Managed Wealth Financial
  South Jordan, UT
• 06/2025 → Present
  Sword & Shield Estate Planning
  Spanish Fork, UT

Other Businesses

Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. SWORD & SHIELD ESTATE PLANNING POSITION: None--I refer business NATURE: Estate Planning INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/10/2025 ADDRESS: 1198 S 3750 E, Spanish Fork UT 84660-6396, United States DESCRIPTION: None--I refer business only

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-09-07
• S63 Uniform Securities Agent State Law Examination
  2013-09-09

Other Names

• Ryan Matthew Serr