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Diane Marie Morrison

Equitable Advisors, LLC

Incline Village, NV

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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2026-08-20
  • NV RA
    APPROVED
    Since 2026-08-20

Branch Locations

913 Tahoe Village Blvd Suite 1, Incline Village, NV 89451 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Independent Advisors, Llc Incline Village NV 07/2009 08/2026
Equitable Advisors, Llc Incline Village NV 08/2026 Present
Previous Registrations
Other Businesses

1. Morrison Capital LLC; 913 Tahoe Blvd, Ste. 1 Incline Village, NV 89451; Finance; Owner, principal; no duties, it is only a LLC for tax purposes. business has no other function; 12/01/2024; 40hrs/wk; Not during securities trading hours; Investment related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-05-25
  • S66 Uniform Combined State Law Examination
    2006-05-25

View on SEC IAPD

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