Bharati Vijay Thakkar

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/1984 → Present
  Vijay Thakkar And Associates Ltd
  Glen Ellyn, IL
• 07/2013 → Present
  Cetera Financial Specialists
  Schaumburg, IL
• 09/2020 → Present
  Cetera Investment Advsiers Llc
  Schaumburg, IL
• 01/2011 → Present
  Thakkar Financial Services Inc; Dba For Financial Services
  Naperville, IL

Other Businesses

1)VIJAY THAKKAR & ASSOCIATES LTD; NON-INV. RELATED; GLEN ELLYN, IL; ACCOUNTING, TAX & FINANCIAL SERVICES; ASSISTANT; SINCE 08/1985; 10 HRS/WEEK: 2) NAME OF OTHER BUSINESS: THAKKAR FINANCIAL SERVICES INC.; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 2011; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 10; APX NUMBER OF HOURS DURING TRADING HOURS: 10; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams

• S65 Uniform Investment Adviser Law Examination
  2020-08-19
• S63 Uniform Securities Agent State Law Examination
  2013-11-08

Other Names

• Bharati Thakkar