Charles Marc Nuwer

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2015 → 11/2017
  Principal Life Insurance Company
  Irvine, CA
• 12/2014 → 11/2017
  Principal Securities, Inc.
  Irvine, CA
• 11/2017 → 02/2021
  Jp Morgan Chase Bank
  Huntington Beach, CA
• 02/2021 → Present
  Jp Morgan Securities Llc
  Huntington Beach, CA
• 09/2016 → 11/2017
  Newport Harbor High School
  Newport Beach, CA

Previous Registrations

• 2015-01-12 → 2017-12-08
  Principal Securities, Inc.
  Irvine, CA
• 2014-12-15 → 2014-12-24
  Pruco Securities, Llc.
  Irvine, CA

Exams

• S65 Uniform Investment Adviser Law Examination
  2014-12-04
• S63 Uniform Securities Agent State Law Examination
  2013-08-21