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Zachary Scott Duncan

Wells Fargo Clearing Services, LLC

Fresno, CA

Sonora, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2020-10-30
  • CA RA
    APPROVED
    Since 2020-10-30

Branch Locations

6781 N Palm Ave Ste 201 [Nt/Nv-Rbo], Fresno, CA 93704 • United States

13761 Mono Way Ste B, Sonora, CA 95370 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Sonora CA 09/2008 Present
Wells Fargo Advisors Llc Stockton CA 07/2013 11/2016
Wells Fargo Clearing Services, Llc Sonora CA 11/2016 Present
  • 09/2008 → Present
    Wells Fargo Bank Na
    Sonora, CA
  • 07/2013 → 11/2016
    Wells Fargo Advisors Llc
    Stockton, CA
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Sonora, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-10-30
S63 Uniform Securities Agent State Law Examination 2013-09-11
  • S65 Uniform Investment Adviser Law Examination
    2020-10-30
  • S63 Uniform Securities Agent State Law Examination
    2013-09-11

View on SEC IAPD

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