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Current Employers
Osaic Institutions, Inc.

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-12
  • NY RA
    APPROVED
    Since 2021-08-12

Branch Locations

179 Country Route 7A, Copake, NY 12516 • United States

160 Fairview Avenue, Hudson, NY 12534 • United States

2 Miron Lane, Kingston, NY 12401 • United States

2631 Rt. 66, Ghent, NY 12037 • United States

4266 Ny-9G, Germantown, NY 12526 • United States

21 North 7Th Street, Hudson, NY 12534 • United States

81 Mill Hill Rd, Woodstock, NY 12498 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Poughkeepsie NY 09/2013 07/2017
Thrivent Financial For Lutherans Appleton WI 01/2014 07/2017
Infinex Investments, Inc. Meriden CT 07/2017 Present
Bank Of Greene County Catskill NY 07/2017 Present
  • 09/2013 → 07/2017
    Thrivent Investment Management Inc
    Poughkeepsie, NY
  • 01/2014 → 07/2017
    Thrivent Financial For Lutherans
    Appleton, WI
  • 07/2017 → Present
    Infinex Investments, Inc.
    Meriden, CT
  • 07/2017 → Present
    Bank Of Greene County
    Catskill, NY
Other Businesses

FATS IN THE CATS BICYCLE CLUB POSITION: BOARD MEMBER NATURE: THE FATS IN THE CATS BICYCLE CLUB, AN IMBA CHAPTER, IS A NOT FOR PROFIT WITH THE MISSION OF PROMOTING CYCLING ADVOCACY, TRAIL BUILDING, TRAIL MAINTENANCE, AND COMMUNITY SERVICE. SINCE 1994, THE CLUB HAS BEEN ADVOCATING, STEWARDING, AND IMPROVING MANY OF THE BEST PLACES TO RIDE A MOUNTAIN BIKE IN NEW YORK'S CATSKILL PARK AND HUDSON VALLEY REGION. IN ADDITION, THE CLUB ORGANIZES GROUP RIDES AND GIVES AWAY DOZENS OF BIKES TO NEEDY KIDS EVERY HOLIDAY SEASON. INVESTMENT RELATED: NO NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2015 ADDRESS: PO BOX 227, LAKE KATRINE NY 12449 DESCRIPTION: AS A BOARD MEMBER I AM REQUIRED TO ATTEND MONTHLY MEETINGS. MY DUTIES WILL INCLUDE: ANSWERING EMAILS THAT COME TO THE BOARD ADDRESS. HELPING TO ORGANIZE AND OVERSEE CLUB ACTIVITIES SUCH AS TRAIL BUILDING DAYS OR THE ANNUAL BIKE SWAP.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-10-29
  • S66 Uniform Combined State Law Examination
    2013-10-29

View on SEC IAPD

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