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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2004-10-20
  • TX RA
    APPROVED
    Since 2004-10-20

Branch Locations

San Antonio, TX • United States

1803 Broadway St Gbam - Wholesale Credit - Gwim Credit, San Antonio, TX 78215 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated San Antonio TX 06/1996 Present
Other Businesses

(1) FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: BITTER FAMILY INVESTMENTS LP INVESTMENT RELATED: N ADDRESS OF BUSINESS: EDNA, TEXAS 77957 NATURE OF BUSINESS: LIMITED PARTNERSHIP, POSITION, TITLE, ASSOCIATION: LIMITED PARTNER, START DATE OF RELATIONSHIP: 1/23/2013 NUMBER OF HOURS DEVOTED: 2 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: FAMILY PARTNERSHIP THAT WAS CREATED AS PART OF MY PARENTS ESTATE PLAN. THE PARTNERSHIP PRIMARILY HOLDS REAL ESTATE. (2) FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: BEXAR RANCH, LP INVESTMENT RELATED: N ADDRESS OF BUSINESS: EDNA, TEXAS 78209 NATURE OF BUSINESS: LIMITED PARTNERSHIP, POSITION, TITLE, ASSOCIATION: LIMITED PARTNER, START DATE OF RELATIONSHIP: 1/23/2013 NUMBER OF HOURS DEVOTED: 0 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: FAMILY PARTNERSHIP CREATED AS PART OF MY PARENT'S ESTATE PLANNING PROCESS. I HAVE NO RESPONSIBILITIES. (3) SURSUM CORDA FOUNDATION - SECRETARY/TREASURER

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-04-11
S63 Uniform Securities Agent State Law Examination 1998-12-23
  • S66 Uniform Combined State Law Examination
    2005-04-11
  • S63 Uniform Securities Agent State Law Examination
    1998-12-23

View on SEC IAPD

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