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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2019-05-15
PA RA APPROVED 2016-10-03
  • VA RA
    APPROVED
    Since 2019-05-15
  • PA RA
    APPROVED
    Since 2016-10-03

Branch Locations

15719 Chantry Drive, Chesterfield, VA 23838 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc. Plymouth PA 07/2013 09/2016
Wells Fargo Bank Exeter PA 07/2014 09/2016
Thrivent Investment Management Inc Chesterfield VA 09/2016 Present
Thrivent Financial Appleton WI 10/2016 12/2016
Thrivent Financial Appleton WI 12/2016 Present
  • 07/2013 → 09/2016
    Wells Fargo Advisors, Llc.
    Plymouth, PA
  • 07/2014 → 09/2016
    Wells Fargo Bank
    Exeter, PA
  • 09/2016 → Present
    Chesterfield, VA
  • 10/2016 → 12/2016
    Thrivent Financial
    Appleton, WI
  • 12/2016 → Present
    Thrivent Financial
    Appleton, WI
Other Businesses

GRIZZARD HOMES AND BUILDINGS, LLC POSITION: Senior Operation Manager NATURE: Grizzard Homes and Buildings focuses on custom residential house construction and remodeling as well as limited commercial building projects. INVESTMENT RELATED: No NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 200 START DATE: 02/01/2022 ADDRESS: 728 N Main St, Emporia VA 23847, United States DESCRIPTION: As the full-time senior operations manager I will be focused on developing and maintaining processes for business efficiency and growth overseeing departments that include human resources, project management, marketing, sales, and finance. ABBA'S APIARY POSITION: Owner NATURE: Abba's Apiary is a sole proprietorship owned by Richard Keller. It's operations include keeping honey bee apiaries, harvesting honey, bottling and labeling raw honey, and selling raw honey and bees in the local market. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2025 ADDRESS: 15719 Chantry Dr, Chesterfield VA 23838, United States DESCRIPTION: I practice honey bee husbandry, which includes establishing and maintaining hives for the honey bees, performing regular inspections of the hives, administering treatments to manage pest, and taking steps to control for health honey bee populations. From time to time, I offer bees for sale in the form of nuclear colonies. During harvest seasons, I collect raw honey from the hives, which I then filter, grade, bottle, and label for sale. I create and sustain a local market for my raw honey products.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-09-30
S63 Uniform Securities Agent State Law Examination 2013-09-11
  • S65 Uniform Investment Adviser Law Examination
    2016-09-30
  • S63 Uniform Securities Agent State Law Examination
    2013-09-11

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