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21 Waterway Ave. Suite 300, The Woodlands, TX 77380 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-08-20 |
Branch Locations
Cooper City, FL • United States
1655 N. Commerce Parkway Suite 301-A, Weston, FL 33327 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-09-11 |
Branch Locations
1111 Brickell Avenue, 10Th Floor, Miami, FL 33131 • United States
1655 N. Commerce Parkway Suite 301-A, Weston, FL 33327 • United States
701 Brickell Avenue Suite 1310, Miami, FL 33131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-09-19 |
Branch Locations
701 Brickell Avenue Suite 1310, Miami, FL 33131 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Financial Group | Boca Raton | FL | 02/2016 | 01/2017 |
| Suntrust Investment Services | Fort Lauderdale | FL | 01/2017 | 08/2017 |
| Michael Lawhon | Fort Lauderdale | FL | 09/2017 | 11/2017 |
| Northwestern Mutual Investment Services, Llc | Fort Lauderdale | FL | 09/2017 | 11/2017 |
| Newbridge Securities Corporation | Boca Raton | FL | 12/2017 | 12/2017 |
| David Lerner Associates, Inc. | Boca Raton | FL | 03/2018 | 04/2018 |
| Kovack Securities, Inc. | Fort Lauderdale | FL | 04/2018 | 10/2020 |
| Lpl Financial | Fort Mill | SC | 10/2020 | 02/2021 |
| Cantella & Co., Inc. | Malden | MA | 03/2021 | 02/2022 |
| Bradesco Bac Florida Investments | Coral Gables | FL | 02/2022 | Present |
| Cantella & Co., Inc. | Malden | MA | 08/2022 | 01/2023 |
| Efg Capital International Corp | Miami | FL | 01/2023 | Present |
| Acp Securities Llc | Miami | FL | 08/2025 | Present |
| Cima Financial Regulation Consultants | Weston | FL | 02/2022 | Present |
| Avanzza Investments, Llc | The Woodlands | TX | 07/2026 | Present |
1) CIMA Financial Regulation Consultants, Start Date: 02/2022, Consulting Services for Supervision and Compliance, Investment Related, Position: Principal Consultant. Approximately 160 hours spent per month on this activity, about 8 during trading hours
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2014-08-05 |
| S65 | Uniform Investment Adviser Law Examination | 2012-12-18 |
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