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Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2014-08-18
TX RA APPROVED 2014-08-18
  • PA RA
    APPROVED
    Since 2014-08-18
  • TX RA
    APPROVED
    Since 2014-08-18

Branch Locations

100 Vanguard Boulevard, Malvern, PA 19355 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Malvern PA 08/2010 Present
  • 08/2010 → Present
    The Vanguard Group, Inc.
    Malvern, PA
Previous Registrations
Other Businesses

EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-07-24
  • S66 Uniform Combined State Law Examination
    2006-07-24
Designations
Other Names
  • Shawn Kada

View on SEC IAPD

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