Stephen W Hodgetts

Employer firm

Wealth Enhancement Advisory Services, LLC CRD 116407

$122B regulatory AUM 327 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Educational seminars
• ERISA 3(38) INVESTMENT MANAGER

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2014 → 10/2016
  Mcadam Llc
  Philadelphia, PA
• 10/2014 → 09/2016
  Purshe Kaplan Sterling Investments, Inc.
  Albany, NY
• 10/2016 → 08/2023
  First Capital Advisors Group
  Blue Bell, PA
• 09/2023 → Present
  Wealth Enhancement Group
  New York, NY
• 09/2023 → Present
  Wealth Enhancement Advisory Services
  New York, NY

Previous Registrations

• 2016-10-28 → 2023-10-13
  First Capital Advisors Group, Llc
  Blue Bell, PA
• 2014-10-20 → 2016-09-08
  Mcadam Llc
  Boston, MA
  Radnor, PA
• 2013-11-12 → 2014-10-03
  Voya Financial Advisors, Inc.
  Philadelphia, PA
  Boston, MA

Exams

• S65 Uniform Investment Adviser Law Examination
  2013-10-18
• S63 Uniform Securities Agent State Law Examination
  2013-09-20

Other Names

• Steve Hodgetts
• Stephen William Hodgetts