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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2023-01-24 |
| TX | RA | APPROVED_RES | 2022-12-14 |
| RI | RA | APPROVED | 2022-11-10 |
Branch Locations
3400 Pawtucket Ave Ci Client Management, Riverside, RI 02915 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Lincoln | RI | 07/2013 | 02/2019 |
| Bank Of America, N.A. | Lincoln | RI | 11/2015 | 02/2019 |
| Td Ameritrade, Inc | Burlington | MA | 06/2019 | 01/2021 |
| Unemployed | Cranston | MA | 02/2019 | 06/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Lincoln | RI | 08/2022 | Present |
| Unemployed | Taunton | MA | 01/2021 | 08/2022 |
| Bank Of America, N.A | Lincoln | RI | 11/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-09-21 |
| S63 | Uniform Securities Agent State Law Examination | 2014-11-28 |
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