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Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-11-17 |
| FL | RA | APPROVED | 2018-10-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Miami | FL | 07/2013 | 08/2018 |
| Bank Of America, N.A. | Miami | FL | 02/2017 | 08/2018 |
| Jpmorgan Chase Bank Na | Miami | FL | 09/2018 | Present |
| Jpmorgan Securities Llc | Miami | FL | 09/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-07-01 |
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