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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2020-07-01
  • VA RA
    APPROVED
    Since 2020-07-01

Branch Locations

73 West Lee Highway, Warrenton, VA 20186 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rsm Us Wealth Management Llc Gaitherburg MD 12/2014 03/2018
Unemployed Bethesda MD 03/2018 05/2018
4 C Caddies Llc Gainesville VA 05/2018 Present
Nationwide Insurance Warrenton VA 06/2018 06/2020
Nationwide Securities Llc Columbus OH 06/2018 06/2020
Cambridge Investment Research, Inc. Fairfield IA 07/2020 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 07/2020 Present
  • 12/2014 → 03/2018
    Rsm Us Wealth Management Llc
    Gaitherburg, MD
  • 03/2018 → 05/2018
    Unemployed
    Bethesda, MD
  • 05/2018 → Present
    4 C Caddies Llc
    Gainesville, VA
  • 06/2018 → 06/2020
    Nationwide Insurance
    Warrenton, VA
  • 06/2018 → 06/2020
    Columbus, OH
  • 07/2020 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 07/2020 → Present
    Fairfield, IA
Previous Registrations
Other Businesses

1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING- 07/01/20 2) JAMES HUNTER PEARSON, 9737 WASHINGTONIAN BLVDE, STE 400, GAITHERSBURG, MD, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 05/01/19, INV REL, 15/WEEKLY- 5 TRADING 3)PEARSON FINANCIAL SERVICES, LLC, 73 WEST LEE HIGHWAY, WARRENTON, VA, ENTITY OWNER, DBA, 40 HR/YR- 0/TRADING HR.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2018-08-02
S65 Uniform Investment Adviser Law Examination 2015-02-02
  • S63 Uniform Securities Agent State Law Examination
    2018-08-02
  • S65 Uniform Investment Adviser Law Examination
    2015-02-02
Other Names
  • Hunter Pearson

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