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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2020-07-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rsm Us Wealth Management Llc | Gaitherburg | MD | 12/2014 | 03/2018 |
| Unemployed | Bethesda | MD | 03/2018 | 05/2018 |
| 4 C Caddies Llc | Gainesville | VA | 05/2018 | Present |
| Nationwide Insurance | Warrenton | VA | 06/2018 | 06/2020 |
| Nationwide Securities Llc | Columbus | OH | 06/2018 | 06/2020 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 07/2020 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 07/2020 | Present |
1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING- 07/01/20 2) JAMES HUNTER PEARSON, 9737 WASHINGTONIAN BLVDE, STE 400, GAITHERSBURG, MD, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 05/01/19, INV REL, 15/WEEKLY- 5 TRADING 3)PEARSON FINANCIAL SERVICES, LLC, 73 WEST LEE HIGHWAY, WARRENTON, VA, ENTITY OWNER, DBA, 40 HR/YR- 0/TRADING HR.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2018-08-02 |
| S65 | Uniform Investment Adviser Law Examination | 2015-02-02 |
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