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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-01-14 |
| WI | RA | APPROVED | 2018-02-14 |
Branch Locations
3001 W Rawson Ave, Franklin, WI 53132 • United States
555 E Wells St, Milwaukee, WI 53132 • United States
Wauwatosa, WI • United States
4319 W National Ave, Milwaukee, WI 53214 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Iowa State Bank | Des Moines | IA | 03/2015 | 04/2017 |
| Invest Financial Corporation | Tampa | FL | 04/2015 | 02/2018 |
| Johnson Bank | Franklin | WI | 04/2017 | Present |
| Lpl Financial Llc | Franklin | WI | 02/2018 | Present |
1. 02/14/2018 - JOHNSON BANK - Investment Related - At Reported Business Location(s) - Financial Institution Duty - Financial Advisor - Start Date 4/21/2015 - 160 Hours Per Month/40 Hours During Securities Trading. 2. 12/31/2019 - JOHNSON FINANCIAL GROUP FINANCIAL ADVISORS - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 12/11/2019 - 50 Hours Per Month/50 Hours During Securities Trading. 3. 3/26/2020 - Johnson Bank/Johnson Insurance , LLC - Investment Related - At Reported Business Location(s) - Financial Institution Duty - Started 01/06/2020 - 2 Hours Per Month During Securities Trading 4. 05/23/2023 - Johnson Financial Group-Trust Department - Not Investment Related - Milwaukee, WI - Other - Referral Compensation from Trust Dept - Start Date 06/01/2023 - 1 Hour Per Month/ 1 Hour During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-06-13 |
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