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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2020-07-14
  • IL RA
    APPROVED
    Since 2020-07-14

Branch Locations

117 N Center St, Bloomington, IL 61701 • United States

240 Sw Jefferson Ave Ste 300, Peoria, IL 61602-0007 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 07/2013 11/2016
Merrill Lynch, Pierce, Fenner & Smith Incorporated Peoria IL 11/2016 07/2020
Bank Of America, N.A. Peoria IL 03/2017 07/2020
Lpl Financial Llc Bloomington IL 07/2020 Present
Previous Registrations
Other Businesses

1)04/26/2020 - Ghantous Wealth Management - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 07/2020 - 160 hr/mth 2)04/01/2020 - Slater Wealth Management - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 07/2020 3)04/01/2020 - Summer Leigha Photography, LLC - Business Owner - non-inv rel - Normal, IL - start: 01/2017 - 10 hr/mth 4) 03/14/2025 - Community Wellness Lab, LLC - Not Investment Related - Other - Spouse Retail Business - At Reported Business Location(s) - Start Date:05/01/2022 - 5 Hrs/Mth - 0 Hrs During Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-09-20
  • S66 Uniform Combined State Law Examination
    2013-09-20
Other Names
  • Adam Ghantous

View on SEC IAPD

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