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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2026-08-20 |
Branch Locations
112 East State Street Suite 200, Morocco, IN 47963 • United States
440 W 84Th Drive , Merrillville, IN 46410 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mwa Financial Services Inc | Rock Island | IL | 08/2013 | 08/2019 |
| Modern Woodmen Of America | Rock Island | IL | 10/2012 | 08/2019 |
| Olivet Nazarene University | Bourbonnais | IL | 08/2019 | 05/2021 |
| Midwestern Securities Trading Co. Llc | East Peoria | IL | 12/2020 | 09/2023 |
| American Community Bank Of Indiana | St John | IN | 07/2021 | 09/2023 |
| National Life Group | Chicago | IL | 10/2023 | 08/2026 |
| Equity Services Inc | Montpelier | VT | 10/2023 | 08/2026 |
| Cetera Wealth Services, Llc | El Segundo | CA | 08/2026 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 08/2026 | Present |
1. NAME OF OTHER BUSINESS: LOWDEN FINANCIAL PARTNERS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: DBA FOR FINANCIAL SERVICES START DATE: 08/2026 POSITION/TITLE/RELATIONSHIP: FINANCIAL PLANNER APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 30 BRIEF DESCRIPTION OF DUTIES: ACT IN THE CAPACITY OF A FINANCIAL PLANNER; 2. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 10/2023 APX NUMBER OF HOURS PER WEEK:2 APX NUMBER OF HOURS DURING TRADING HOURS: 2 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS; 3. NAME OF OTHER BUSINESS: NEWTON COUNTY FAIR ASSOCIATION INVESTMENT RELATED: NO ADDRESS: KENTLAND, IN 47951 NATURE OF BUSINESS: COUNTY FAIR START DATE: 07/2025 POSITION/TITLE/RELATIONSHIP: OFFICE HELPER APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: SELL A EVENT TICKET, ICE OR OTHER FAIR ACTIVITY COST SUCH AS CAMPING. DIRECT PEOPLE AND ANSWER PHONES; 4. NAME OF OTHER BUSINESS: WCHS ALUMNI ASSOCIATION INVESTMENT RELATED: NO ADDRESS: WATSEKA, IL 60970 NATURE OF BUSINESS: BOARD OR COMMITTEE POSITION START DATE: 01/2024 POSITION/TITLE/RELATIONSHIP: PRESIDENT APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: ORGANIZE ANNUAL MEETING OF ALUMNI AND PRESENT AWARDS AT THE BANQUET. PROMOTE MEMBERSHIP IN THE ORGANIZATION; 5. NAME OF OTHER BUSINESS: BNI INVESTMENT RELATED: NO ADDRESS: CROWN POINT, IN 46307 NATURE OF BUSINESS: NETWORKING GROUP START DATE: 02/2025 POSITION/TITLE/RELATIONSHIP: PRESIDENT APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: RUN THE MEETINGS UNTIL OCT OF THIS YEAR WHERE I WILL END MY TERM AS PRESIDENT;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-05-24 |
| S63 | Uniform Securities Agent State Law Examination | 2013-10-29 |
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