Miten Jitendra Bhatia

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2013 → 09/2017
  U.S. Bancorp Investments, Inc.
  Millbrae, CA
• 09/2017 → 10/2021
  Charles Schwab & Co., Inc.
  Menlo Park, CA
• 09/2017 → 10/2021
  Charles Schwab Bank
  Menlo Park, CA
• 11/2021 → Present
  Raymond James Financial Services, Inc.
  Millbrae, CA
• 11/2021 → Present
  Tri Counties Bank
  Millbrae, CA

Previous Registrations

• 2018-03-19 → 2021-10-27
  Charles Schwab & Co., Inc.
  Menlo Park, CA
  San Mateo, CA

Other Businesses

(1)Name of Business: City of Millbrae Community Enhancement Advisory Committee Address: Millbrae Public Library , Millbrae , CA, 94030, United States Activity Type: Political Office/Activity Position/Title: Investment Related: No Start Date: 08/31/2026 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (2)Name of Business: Tri Counties Advisors, Address: 1551 El Camino Real, Millbrae, CA, 94030-1213, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: No Start Date: 10/31/2021 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 41+ Description of duties: Vice President, Financial Advisor. (3)Name of Business: Tri Counties Bank Address: 1551 El Camino Real, Millbrae, CA, 94030-1213, United States Activity Type: Bank or Credit Union Associate Position/Title: Other Investment Related: Yes Start Date: 10/31/2021 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor, Vice President

Exams

• S66 Uniform Combined State Law Examination
  2018-03-19
• S63 Uniform Securities Agent State Law Examination
  2015-03-31