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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-12-18 |
| NJ | RA | APPROVED | 2018-11-07 |
Branch Locations
The Atrium Ste 390 80 E Rt 4, Paramus, NJ 07652-2647 • United States
Woodcliff Lake, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith, Incorporated | Glen Rock | NJ | 09/2014 | 10/2016 |
| Bank Of America N.A. | Glen Rock | NJ | 11/2014 | 10/2016 |
| Unemployed | Bergenfield | NJ | 11/2016 | 01/2017 |
| Axa Advisors | Saddle Brook | NJ | 01/2017 | 07/2017 |
| Axa Advisors, Llc | New York | NY | 08/2017 | 11/2018 |
| Ameriprise Financial Services, Inc | Paramus | NJ | 11/2018 | 03/2020 |
| Ameriprise Financial Services, Llc | Paramus | NJ | 03/2020 | Present |
Outside Employment; CMA92LLC; I am employed by Munn and Associates. Seth Courtwright is the franchise owner and I am compensated through his LLC CMA92LLC.; Manage advisory business; 80 RT 4E, Suite 390, Paramus, NJ, 07652; Investment-Related; 01/17/2024; 40 to 59 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-10-11 |
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