Will Heaton Hendricks

Employer firm

Citizens Securities, Inc. CRD 39550

$12.9B regulatory AUM 60,545 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Selection of other advisers
PARTICIPATE IN WRAP FEE PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers

Citizens Securities, Inc.

One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2026-05-14
IL	RA	APPROVED	2026-05-11

CA RA
APPROVED

Since 2026-05-14
IL RA
APPROVED

Since 2026-05-11

Branch Locations

200 N Pacific Coast Hwy 12Th Floor, El Segundo, CA 90245 • United States

River Forest, IL • United States

One Lincoln Center 110 W Fayette St. Ste 1230, Ms: *Nys100, Syracuse, NY 13202 • United States

Citizens Private Wealth

520 White Plains Road 3Rd Floor, Tarrytown, NY 10591 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2026-05-11

IL RA
APPROVED

Since 2026-05-11

Branch Locations

River Forest, IL • United States

520 White Plains Road 3Rd Floor, Tarrytown, NY 10591 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
First Republic Securities Company, Llc	Los Angeles	CA	04/2016	09/2023
J.P. Morgan Securities Llc	Los Angeles	CA	09/2023	07/2024
Lion Street Financial	Austin	TX	08/2024	04/2025
Lion Street Advisors	Austin	TX	08/2024	04/2025
Blue Ocean Companies, Llc	Bellevue	WA	08/2024	05/2026
Citizens Bank	River Forest	IL	05/2026	Present
Citizens Securities, Inc.	River Forest	IL	05/2026	Present
Citizens Private Wealth	River Forest	IL	05/2026	Present

04/2016 → 09/2023

First Republic Securities Company, Llc

Los Angeles, CA
09/2023 → 07/2024

J.P. Morgan Securities Llc

Los Angeles, CA
08/2024 → 04/2025

Lion Street Financial

Austin, TX
08/2024 → 04/2025

Lion Street Advisors

Austin, TX
08/2024 → 05/2026

Blue Ocean Companies, Llc

Bellevue, WA
05/2026 → Present

Citizens Bank

River Forest, IL
05/2026 → Present

Citizens Securities, Inc.

River Forest, IL
05/2026 → Present

Citizens Private Wealth

River Forest, IL

Previous Registrations

2024-08-13 → 2025-04-23

Lion Street Advisors, Llc

Austin, TX

Bellevue, WA
2023-03-23 → 2024-08-05

J.P. Morgan Private Wealth Advisors Llc

New York, NY

Los Angeles, CA
2024-05-23 → 2024-08-01

J.P. Morgan Securities Llc

New York, NY

Jersey City, NJ

Los Angeles, CA

Manhattan Beach, CA

Other Businesses

1) TWELVE TWELVE HOLDINGS, LLC POSITION: Owner NATURE: Single member LLC that holds my interest in Blue Ocean Companies, LLC. Not Investment related. Not working with clients. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 05/31/2024 ADDRESS: No 8 The Green, STE R, Dover DE 19901, United States DESCRIPTION: Administration of personal LLC 2) BLUE OCEAN COMPANIES, LLC POSITION: Owner NATURE: Administrative functions to keep the LLC compliant as part of transaction. Not working with clients. Not investment related. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2024 ADDRESS: 800 Bellevue Way NE, Suite 500, Bellevue WA 98004, United States DESCRIPTION: Managing Partner

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-09-03

S66 Uniform Combined State Law Examination

2013-09-03

Designations

Certified Financial Planner

Other Names

Will H Hendricks
Will Heaton H Hendricks

View on SEC IAPD