Colleen Faith Rittenhouse

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2013 → 04/2025
  Fidelity Investments
  Westlake, TX
• 07/2018 → 04/2025
  Fidelity Personal And Workplace Advisors
  Boston, MA
• 03/2025 → 04/2025
  Fidelity Investments
  Boston, MA
• 04/2025 → Present
  Lpl Financial Llc
  San Antonio, TX

Previous Registrations

• 2025-03-31 → 2025-04-21
  Strategic Advisers Llc
  Boston, MA
• 2018-07-13 → 2025-03-31
  Fidelity Personal And Workplace Advisors
  Boston, MA
  Cincinnati, OH
  Covington, KY
• 2015-08-13 → 2018-07-13
  Strategic Advisers Llc
  Plano, TX

Other Businesses

1) 04/2025 - Genesis Wealth Management / DBA for LPL Business (entity for LPL business) Inv Related / At reported business location (s) 160 Hrs per month - 100% Time Spent

Exams

• S66 Uniform Combined State Law Examination
  2015-08-13
• S63 Uniform Securities Agent State Law Examination
  2013-10-21

Other Names

• Colleen Faith Hawk