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Account
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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2026-03-25 |
| WY | RA | APPROVED | 2026-02-17 |
| OH | RA | APPROVED | 2026-01-08 |
| UT | RA | APPROVED | 2025-08-25 |
| ID | RA | APPROVED | 2024-04-12 |
| OK | RA | APPROVED | 2024-03-07 |
| NV | RA | APPROVED | 2024-01-26 |
| IL | RA | APPROVED | 2024-01-03 |
| NC | RA | APPROVED | 2023-03-13 |
| OR | RA | APPROVED | 2023-01-31 |
| CO | RA | APPROVED | 2022-09-12 |
| NJ | RA | APPROVED | 2021-07-06 |
| TX | RA | APPROVED_RES | 2020-06-10 |
| CA | RA | APPROVED | 2018-07-11 |
Branch Locations
480 N. Indian Hill Blvd Suite 2A, Claremont, CA 91711 • United States
Upland, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Philanthropy Int'L | Claremont | CA | 01/2006 | Present |
| Park Avenue Securities | Claremont | CA | 03/2015 | 06/2024 |
| Guardian Life Ins | Claremont | CA | 03/2015 | 06/2024 |
| Guardian Life Insurance Company | Upland | CA | 06/2024 | Present |
| Park Avenue Securities | Upland | CA | 06/2024 | Present |
| Guardian Life Insurance Company | Claremont | CA | 06/2024 | 09/2025 |
| Park Avenue Securities | Claremont | CA | 06/2024 | 09/2025 |
| Guardian Life Insurance Company | Claremont | CA | 07/2026 | Present |
| Park Avenue Securities | Claremont | CA | 07/2026 | Present |
1. Insurance Products outside of Guardian-Sell Life Insurance, Long Term Care, and Disability Insurance,. Start: 12/01/2012, Address: 333 N Indian Hill Blvd, Claremont, CA 91711, Hrs per month - Tot/Bus: 7/4, Investment related, >10% annual compensation, 2. Philanthropy International-Oversee the acquisition of new business, work to developing marketing materials for charity donors, interact with financial professionals to volunteer for these charities., Start: 01/01/2006, Address: 333 N. Indian Hill Blvd., Claremont, CA 91711, Hrs per month - Tot/Bus: 10/8, Not investment related, 3. Financial Education Facilitator-Provide financial education in group settings,. Start: 04/06/2016, Address: 333 N. Indian Hill Blvd., Claremont, CA 91711, Hrs per month - Tot/Bus: 5/3, Not investment related, 4. TEAM Referral Network chapter technician-Help new members create online profile and other tech issues., Start: 07/05/2018, Address: 5901 Old Wheeler Rd La Verne, CA 91750, 4 total hours per month; 2 during securities trading hours, Not investment related, No annual compensation, 5. Board Member-Aging Next-Will attend board meetings, serve on a committee, contribute financially, and represent the non profit in the community,. Start: 06/24/2019, Address: 141 Spring St. Claremont, CA 91711, 5 total hours per month; 2 during securities trading hours, Not investment related, No annual compensation, 6. Power of Attorney / Executor / Successor Trustee, for Husband, Start: 12/12/2023, Address: 1414 Winston Ct., Upland, CA 91786, 0 total hours per month, No annual compensation, Not investment related, 7) EPI-Inland Empire Chapter Board Member, Nature of Business: Board member,, Start date: 05/01/2025, Address: 10 Clubhouse Dr, Norco, CA, 92860,, Duties: participate in the chapter membership, encourage grow, collaboration, strategic growth, and advocacy, 3 total hours per month; 3 during securities trading hours, Not investment related, 8) TEAM Referral Network- Member & President, Nature of Business: Referral Network, Start date: 04/01/2026, Address: 5901 Old Wheeler Rd. La Verne, CA 91750, Duties: help train and grow the group, cast vision, run the meetings and oversee the leadership team, 8 total hours per month; 6 during securities trading hours, Not investment related,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-06-29 |
| S63 | Uniform Securities Agent State Law Examination | 2015-01-06 |
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