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Thomas Bell Childs

Moors & Cabot, Inc.

Boston, MA

Boston, MA

CRD 6225246

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Employer firm

Moors & Cabot, Inc. CRD 594

$3.44B regulatory AUM 10 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Moors & Cabot, Inc.

One Federal Street 19Th Floor, Boston, MA 02110 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2026-05-18
  • CO RA
    APPROVED
    Since 2026-05-18

Branch Locations

One Federal Street 19Th Floor, Boston, MA 02110 • United States

One Federal Street 19Th Floor, Boston, MA 02110 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Moors & Cabot Inc Boston MA 05/2026 Present
Securities America Inc Charlestown MA 08/2013 12/2022
Securities America Advisors, Inc. Charlestown MA 11/2013 02/2022
The Patriot Financial Group Charlestown MA 09/2019 05/2026
Childs Financial Services Charlestown MA 10/2014 Present
Cetera Financial Specialists Llc Schaumburg IL 12/2022 05/2026
  • 05/2026 → Present
    Boston, MA
  • 08/2013 → 12/2022
    Securities America Inc
    Charlestown, MA
  • 11/2013 → 02/2022
    Securities America Advisors, Inc.
    Charlestown, MA
  • 09/2019 → 05/2026
    The Patriot Financial Group
    Charlestown, MA
  • 10/2014 → Present
    Childs Financial Services
    Charlestown, MA
  • 12/2022 → 05/2026
    Cetera Financial Specialists Llc
    Schaumburg, IL
Previous Registrations
  • 2019-09-23 → 2026-05-28
    Walpole, MA
    Charlestown, MA
  • 2013-11-25 → 2022-02-03
    Securities America Advisors, Inc.
    Chestnut Hill, MA
    Charlestown, MA
    Charlestown, MA
Other Businesses

1.CHARLESTOWN YOUTH HOCKEY, NOT INVESTMENT RELATED, PO BOX 712, CHARLESTOWN, MA 02129, BOARD OF DIRECTORS, LIAISON BETWEEN CHARLESTOWN YOUTH HOCKEY AND THE VALLEY LEAGUE, 5H/WEEK, SINCE 10/2022 2.DANA FARBER PRO BONO, NOT INVESTMENT RELATED, ADDRESS SAME AS REGISTERED BRANCH, VOLUNTEER TIME TO HELP CANCER PATIENTS IN NEED OF FINANCIAL COUNSELING, 1H/WEEK, SINCE 05/2021

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-11-14
  • S66 Uniform Combined State Law Examination
    2013-11-14
Designations
  • Certified Financial Planner

View on SEC IAPD

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