Bradford Ritter Bracey

Employer firm

Nuveen Asset Management, LLC CRD 155584

$280B regulatory AUM 25 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2015 → 09/2017
  Carey Credit Advisors, Llc
  New York, NY
• 09/2017 → 09/2020
  Guggenheim Partners Investment Management
  New York, NY
• 09/2020 → 06/2022
  Cnl Financial Group
  Orlando, FL
• 12/2020 → 06/2022
  Cnl Strategic Capital Management, Llc
  Orlando, FL
• 06/2022 → Present
  Nuveen Securities, Llc
  Charlotte, NC
• 06/2022 → Present
  Nuveen Asset Management Llc
  Chicago, IL

Previous Registrations

• 2021-02-16 → 2022-08-23
  Cnl Strategic Capital Management, Llc
  Orlando, FL
• 2017-09-28 → 2020-09-18
  Guggenheim Partners Investment Management, Llc
  New York, NY
• 2016-02-26 → 2017-09-12
  Carey Credit Advisors, Llc
  New York, NY
• 2013-09-11 → 2015-05-04
  Cnl Fund Advisors Company
  Orlando, FL

Exams

• S63 Uniform Securities Agent State Law Examination
  2023-11-06
• S65 Uniform Investment Adviser Law Examination
  2013-07-29