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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2023-08-10
  • NE RA
    APPROVED
    Since 2023-08-10

Branch Locations

2401 S 130Th Cir, Omaha, NE 68144 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securian Financial Services Inc St Paul MN 01/2016 08/2023
Minnesota Life Insurance Co St Paul MN 01/2016 08/2023
Heritage Financial Services Inc Omaha NE 01/2016 Present
Cetera Wealth Services, Llc Omaha NE 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
  • 01/2016 → 08/2023
    Securian Financial Services Inc
    St Paul, MN
  • 01/2016 → 08/2023
    Minnesota Life Insurance Co
    St Paul, MN
  • 01/2016 → Present
    Heritage Financial Services Inc
    Omaha, NE
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Omaha, NE
  • 08/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2016-03-11 → 2023-08-10
    Securian Financial Services, Inc.
    Omaha, NE
    St. Paul, MN
  • 2014-01-30 → 2016-01-22
    Omaha, NE
Other Businesses

1. DVI INSURANCE POSITION: Independent Contractor NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2019 ADDRESS: , Omaha NE , United States DESCRIPTION: Independent Contractor 2. HAUSCHILD FINANCIAL POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 11/01/2015 ADDRESS: , Omaha NE , United States DESCRIPTION: Agent/Broker; 3. NAME OF OTHER BUSINESS: HAUSCHILD FARMS; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: BOARD; START DATE: 2/2024; POSITION/TITLE/RELATIONSHIP: PRESIDENT; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: PRESIDENT OF FAMILY FARM IN TRANSITION FROM MY PARENTS; 4. NAME OF OTHER BUSINESS: HAUSCHILD HERITAGE FARMS; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: FARMLAND; START DATE: 01/2025; POSITION/TITLE/RELATIONSHIP: PRESIDENT; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: FAMILY FARMLAND; 5. NAME OF OTHER BUSINESS: HERITAGE FINANCIAL SERVICES DBA HFS; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 01/2020; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL, INSURANCE SERVICES AND WEALTH MANAGEMENT;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-01-06
S63 Uniform Securities Agent State Law Examination 2013-08-20
  • S65 Uniform Investment Adviser Law Examination
    2014-01-06
  • S63 Uniform Securities Agent State Law Examination
    2013-08-20
Designations

View on SEC IAPD

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