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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-11-07 |
| RI | RA | APPROVED | 2022-06-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Tampa | FL | 02/2018 | 05/2019 |
| Fidelity Charitable | Westlake | TX | 04/2016 | 08/2017 |
| Unemployed | Tampa | FL | 08/2017 | 02/2018 |
| Harwood Advisory Group, Llc | Largo | FL | 07/2019 | 04/2022 |
| Massmutual Life Insurance Co | Dartmouth | MA | 04/2022 | Present |
| Mml Investors Services, Llc | Dartmouth | MA | 04/2022 | Present |
NAME: CHRISTOPHER M HODGSON, JR. INV REL: Y ADD: 62 STATE ROAD, DARTMOUTH MA 02747 NATURE: OUTSIDE INSURANCE SALES - LIFE INSURANCE, DISABILITY, EQUITY FIXED LIFE (SERVICING ONLY) AND FIXED ANNUITY POSITION: FINANCIAL ADVISOR START DATE: 01/01/2023 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: SERVICES EXISTING FIXED INDEX ANNUITY CONTRACTS
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2022-05-06 |
| S65 | Uniform Investment Adviser Law Examination | 2018-05-08 |
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