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Christopher Michael Hodgson

Mml Investors Services, LLC

Dartmouth, MA

CRD 6224617

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Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-11-07
RI RA APPROVED 2022-06-21
  • TX RA
    APPROVED_RES
    Since 2022-11-07
  • RI RA
    APPROVED
    Since 2022-06-21

Branch Locations

62 State Road, Dartmouth, MA 02747 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Tampa FL 02/2018 05/2019
Fidelity Charitable Westlake TX 04/2016 08/2017
Unemployed Tampa FL 08/2017 02/2018
Harwood Advisory Group, Llc Largo FL 07/2019 04/2022
Massmutual Life Insurance Co Dartmouth MA 04/2022 Present
Mml Investors Services, Llc Dartmouth MA 04/2022 Present
  • 02/2018 → 05/2019
    Tampa, FL
  • 04/2016 → 08/2017
    Fidelity Charitable
    Westlake, TX
  • 08/2017 → 02/2018
    Unemployed
    Tampa, FL
  • 07/2019 → 04/2022
    Harwood Advisory Group, Llc
    Largo, FL
  • 04/2022 → Present
    Massmutual Life Insurance Co
    Dartmouth, MA
  • 04/2022 → Present
    Dartmouth, MA
Previous Registrations
Other Businesses

NAME: CHRISTOPHER M HODGSON, JR. INV REL: Y ADD: 62 STATE ROAD, DARTMOUTH MA 02747 NATURE: OUTSIDE INSURANCE SALES - LIFE INSURANCE, DISABILITY, EQUITY FIXED LIFE (SERVICING ONLY) AND FIXED ANNUITY POSITION: FINANCIAL ADVISOR START DATE: 01/01/2023 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: SERVICES EXISTING FIXED INDEX ANNUITY CONTRACTS

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2022-05-06
S65 Uniform Investment Adviser Law Examination 2018-05-08
  • S63 Uniform Securities Agent State Law Examination
    2022-05-06
  • S65 Uniform Investment Adviser Law Examination
    2018-05-08
Other Names
  • Chris Hodgson
  • Chris Hodgson
  • Christopher Michael Hodgson
  • Christopher Michael Hodgson
  • Christopher M Hodgson

View on SEC IAPD

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