Andres R Casas

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2013 → Present
  Bmo Bank Na
  Centennial, CO
• 08/2013 → 02/2023
  Bancwest Investment Services
  Centennial, CO
• 07/2023 → Present
  Lpl Financial Llc
  Centennial, CO

Previous Registrations

• 2014-01-28 → 2023-07-19
  Bancwest Investment Services, Inc.
  Albuquerque, NM
  Albuquerque, NM
  Albuquerque, NM
  Rio Rancho, NM
  Albuquerque, NM
  Albuquerque, NM
  Albuquerque, NM
  Albuquerque, NM
  Albuquerque, NM
  Albuquerque, NM
  Albuquerque, NM
  Albuquerque, NM
  Albuquerque, NM
  Cedar Crest, NM
  Albuquerque, NM
  Albuquerque, NM
  New York, NY
  Newport Beach, CA
  Fraser, CO
  Centennial, CO
  Denver, CO

Other Businesses

1. 05/15/2023 - Casas Homes LLC - Not Investment Related - Home Based - Business Owner - Start Date 07/05/2014 - 1 Hour Per Month/ 0 Hours During Securities Trading - Time Spent 1% 2. 05/15/2023 - BMO Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) 3. 05/15/2023 - No Business Name - Investment Related - Home Based - Real Estate Rental - Start Date 07/05/2014 - 1 Hour Per Month/ 0 Hours During Securities Trading - Time Spent 1% 4. 06/29/2023 - BMO Bank NA - Investment Related - At Reported Business Location(s) - Financial Institution Duty - SVP Market Leader - Start Date 7/19/2023 5. 08/30/2024 - Tico Sports - Outside/W-2 Employment - Commentator - Not Investment Related - Start Date 08/25/2024 - 20 Hours Per Month/ 0 Hours During Trading

Exams

• S66 Uniform Combined State Law Examination
  2014-01-24

Other Names

• Andres R Casas Wilches