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Silver Oak Securities, Incorporated CRD 46947
$2.45B regulatory AUM 42 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
403 N. Parkway Ste. 101, Jackson, TN 38305 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2018-09-25 |
Branch Locations
4350 Brownsboro Road Suite 110, Louiisville, KY 40207 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Biven Insurance, Inc, Dba Biven Financial Services | Louisville | KY | 07/2012 | Present |
| Securities Service Network, Inc | Louisville | KY | 02/2015 | 09/2018 |
| Silver Oak Securities, Inc. | Jackson | TN | 09/2018 | Present |
1). BIVEN INSURANCE, INC - 207 BRECKENRIDGE LANE, LOUISVILLE, KY 40207 - 01/2012 START DATE - NIR - INDEPENDENT INSURANCE AGENT SELLING PROPERTY, CASUALTY, AND LIFE INSURANCE - DETERMINE CUSTOMERS NEEDS FOR AND OFFER SALE AND SERVICING OF PROPERTY, CASUALTY AND LIFE INSURANCE - S-CORP - 180 HRS MONTH TRADING HRS. 2). Sigma Phi Epsilon, Kentucky Beta Ave, start date 01012016, non profit, not investment related, 5 hours spent per month, no hours spent during market hours, position: Vice President of programming, plan events of Alumni of Sig Ep fraternity in the Louisville, KY area, not compensated. 3). Biven Financial Services LLC,Is Investment Related,"4350 Brownsboro Road, Suite 110, Louisville, KY, 40207, United States",Doing Business Ass,Owner / President,2022-01-01,180 hours per month,180 hours per month during trading hours,Other Compensation,It is LLC I am doing business through. I earn commission and Fees from Silver Oak Securities and Insurance companies through Ash Brokerage. I pay myself a salary from the LLC and take Distributions from the LLC
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-08-27 |
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