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Employer firm

Silver Oak Securities, Incorporated CRD 46947

$2.45B regulatory AUM 42 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Silver Oak Securities, Incorporated

403 N. Parkway Ste. 101, Jackson, TN 38305 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2018-09-25
  • KY RA
    APPROVED
    Since 2018-09-25

Branch Locations

4350 Brownsboro Road Suite 110, Louiisville, KY 40207 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Biven Insurance, Inc, Dba Biven Financial Services Louisville KY 07/2012 Present
Securities Service Network, Inc Louisville KY 02/2015 09/2018
Silver Oak Securities, Inc. Jackson TN 09/2018 Present
  • 07/2012 → Present
    Biven Insurance, Inc, Dba Biven Financial Services
    Louisville, KY
  • 02/2015 → 09/2018
    Securities Service Network, Inc
    Louisville, KY
  • 09/2018 → Present
    Silver Oak Securities, Inc.
    Jackson, TN
Previous Registrations
  • 2015-09-11 → 2018-09-23
    Ssn Advisory, Inc.
    Louisville, KY
Other Businesses

1). BIVEN INSURANCE, INC - 207 BRECKENRIDGE LANE, LOUISVILLE, KY 40207 - 01/2012 START DATE - NIR - INDEPENDENT INSURANCE AGENT SELLING PROPERTY, CASUALTY, AND LIFE INSURANCE - DETERMINE CUSTOMERS NEEDS FOR AND OFFER SALE AND SERVICING OF PROPERTY, CASUALTY AND LIFE INSURANCE - S-CORP - 180 HRS MONTH TRADING HRS. 2). Sigma Phi Epsilon, Kentucky Beta Ave, start date 01012016, non profit, not investment related, 5 hours spent per month, no hours spent during market hours, position: Vice President of programming, plan events of Alumni of Sig Ep fraternity in the Louisville, KY area, not compensated. 3). Biven Financial Services LLC,Is Investment Related,"4350 Brownsboro Road, Suite 110, Louisville, KY, 40207, United States",Doing Business Ass,Owner / President,2022-01-01,180 hours per month,180 hours per month during trading hours,Other Compensation,It is LLC I am doing business through. I earn commission and Fees from Silver Oak Securities and Insurance companies through Ash Brokerage. I pay myself a salary from the LLC and take Distributions from the LLC

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-08-27
  • S66 Uniform Combined State Law Examination
    2015-08-27

View on SEC IAPD

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