James Larsen Fuller

Employer firm

Columbia Management Investment Advisers, LLC CRD 108257

$502B regulatory AUM 142 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Selection of other advisers
ASSET LIABILITY MANAGEMENT, CREDIT ANALYSIS & ASSET ALLOCATION SVCS

From the firm’s Form ADV. Read the guides:

Current Employers

Columbia Management Investment Advisers, Llc

290 Congress Street, Boston, MA 02210 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-04-07
GA	RA	APPROVED	2019-09-03
FL	RA	APPROVED	2019-08-30
WV	RA	APPROVED	2019-08-30
NV	RA	APPROVED	2019-08-28
DC	RA	APPROVED	2019-08-22
WY	RA	APPROVED	2019-08-21
KS	RA	APPROVED	2019-08-20
ND	RA	APPROVED	2019-08-20
AK	RA	APPROVED	2019-08-19
OR	RA	APPROVED	2019-08-19
PR	RA	APPROVED	2019-08-16
VI	RA	APPROVED	2019-08-16
KY	RA	APPROVED	2019-08-15
NH	RA	APPROVED	2019-08-15
NJ	RA	APPROVED	2019-08-15
RI	RA	APPROVED	2019-08-15
SD	RA	APPROVED	2019-08-15
WI	RA	APPROVED	2019-08-15
AR	RA	APPROVED	2019-08-14
MI	RA	APPROVED	2019-08-14
NE	RA	APPROVED	2019-08-14
SC	RA	APPROVED	2019-08-14
AL	RA	APPROVED	2019-08-13
AZ	RA	APPROVED	2019-08-13
CA	RA	APPROVED	2019-08-13
CO	RA	APPROVED	2019-08-13
CT	RA	APPROVED	2019-08-13
DE	RA	APPROVED	2019-08-13
HI	RA	APPROVED	2019-08-13
ID	RA	APPROVED	2019-08-13
IL	RA	APPROVED	2019-08-13
IN	RA	APPROVED	2019-08-13
IA	RA	APPROVED	2019-08-13
LA	RA	APPROVED	2019-08-13
ME	RA	APPROVED	2019-08-13
MD	RA	APPROVED	2019-08-13
MN	RA	APPROVED	2019-08-13
MS	RA	APPROVED	2019-08-13
MO	RA	APPROVED	2019-08-13
MT	RA	APPROVED	2019-08-13
NM	RA	APPROVED	2019-08-13
NC	RA	APPROVED	2019-08-13
OH	RA	APPROVED	2019-08-13
OK	RA	APPROVED	2019-08-13
PA	RA	APPROVED	2019-08-13
TX	RA	APPROVED_RES	2019-08-13
UT	RA	APPROVED	2019-08-13
VT	RA	APPROVED	2019-08-13
VA	RA	APPROVED	2019-08-13
WA	RA	APPROVED	2019-08-12
MA	RA	APPROVED	2014-11-24

NY RA
APPROVED

Since 2021-04-07
GA RA
APPROVED

Since 2019-09-03
FL RA
APPROVED

Since 2019-08-30
WV RA
APPROVED

Since 2019-08-30
NV RA
APPROVED

Since 2019-08-28
DC RA
APPROVED

Since 2019-08-22
WY RA
APPROVED

Since 2019-08-21
KS RA
APPROVED

Since 2019-08-20
ND RA
APPROVED

Since 2019-08-20
AK RA
APPROVED

Since 2019-08-19
OR RA
APPROVED

Since 2019-08-19
PR RA
APPROVED

Since 2019-08-16
VI RA
APPROVED

Since 2019-08-16
KY RA
APPROVED

Since 2019-08-15
NH RA
APPROVED

Since 2019-08-15
NJ RA
APPROVED

Since 2019-08-15
RI RA
APPROVED

Since 2019-08-15
SD RA
APPROVED

Since 2019-08-15
WI RA
APPROVED

Since 2019-08-15
AR RA
APPROVED

Since 2019-08-14
MI RA
APPROVED

Since 2019-08-14
NE RA
APPROVED

Since 2019-08-14
SC RA
APPROVED

Since 2019-08-14
AL RA
APPROVED

Since 2019-08-13
AZ RA
APPROVED

Since 2019-08-13
CA RA
APPROVED

Since 2019-08-13
CO RA
APPROVED

Since 2019-08-13
CT RA
APPROVED

Since 2019-08-13
DE RA
APPROVED

Since 2019-08-13
HI RA
APPROVED

Since 2019-08-13
ID RA
APPROVED

Since 2019-08-13
IL RA
APPROVED

Since 2019-08-13
IN RA
APPROVED

Since 2019-08-13
IA RA
APPROVED

Since 2019-08-13
LA RA
APPROVED

Since 2019-08-13
ME RA
APPROVED

Since 2019-08-13
MD RA
APPROVED

Since 2019-08-13
MN RA
APPROVED

Since 2019-08-13
MS RA
APPROVED

Since 2019-08-13
MO RA
APPROVED

Since 2019-08-13
MT RA
APPROVED

Since 2019-08-13
NM RA
APPROVED

Since 2019-08-13
NC RA
APPROVED

Since 2019-08-13
OH RA
APPROVED

Since 2019-08-13
OK RA
APPROVED

Since 2019-08-13
PA RA
APPROVED

Since 2019-08-13
TX RA
APPROVED_RES

Since 2019-08-13
UT RA
APPROVED

Since 2019-08-13
VT RA
APPROVED

Since 2019-08-13
VA RA
APPROVED

Since 2019-08-13
WA RA
APPROVED

Since 2019-08-12
MA RA
APPROVED

Since 2014-11-24

Branch Locations

Lakewood, CO • United States

290 Congress Street, Boston, MA 02210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Columbia Management Investment Distributors Inc	Boston	MA	08/2014	Present

08/2014 → Present

Columbia Management Investment Distributors Inc

Boston, MA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2014-11-05
S63	Uniform Securities Agent State Law Examination	2013-11-18

S65 Uniform Investment Adviser Law Examination

2014-11-05
S63 Uniform Securities Agent State Law Examination

2013-11-18

View on SEC IAPD